Financial Services
Focused on a Return on Your Investment
The financial markets are fast-paced, constantly evolving, and facing increasing regulatory scrutiny. Firms need clear financial services advisory from their accountants and business consultants to navigate new regulatory requirements and meet their tax obligations.
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How Citrin Cooperman Can Help
Today’s business environment presents new challenges and demands at a more rapidly evolving pace than ever. Financial service firms need clear advice from their accountants and business consultants to navigate new regulatory requirements and meet their tax obligations. In this current climate, it is critical to work with a dedicated team of professionals who understand your unique needs and stay current on the latest industry developments to help your business grow and succeed. We provide services to many businesses in the financial services industry, including:
- Banking
- Broker-Dealers
- Emerging Managers
- Family Offices
- Fintech
- Funds of Funds
- Hedge Funds
- Independent Sponsors
- Management Companies
- Private Equity Funds
- Real Estate Funds
- Registered Investment Advisors
- Registered Investment Companies
- Special Purpose Vehicles
- Specialty Finance Companies
- Venture Capital Funds
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RELATED PRACTICES
2024 Emerging Managers Survey Report
Citrin Cooperman's Financial Services Industry Practice is excited to announce the launch of our Emerging Managers Survey Report to shed light on the important capital raising and operational issues facing emerging managers. This survey report provides an in-depth analysis of the major factors that are currently shaping, and will continue to shape, future growth for emerging managers, including capital raising, fees and terms, cybersecurity, ESG, and the overall industry outlook. Learn more here.
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Featuring Partner Alexander Reyes
Using Data Analytics to Make Decisions in Financial Services Firms
Citrin Cooperman recognizes the wide range of challenges facing asset managers in today’s market, from the capital struggle and competitive fundraising environment to complex regulatory changes. In addition to rethinking allocation strategies and reducing fund sizes, data analytics has emerged as a valuable solution for financial service firms, improving KPIs, enhancing process efficiencies, and expanding client insights.
Our Financial Services Industry Practice listens closely to our clients to provide strategic, industry-specific guidance and customized solutions that help asset managers adapt to uncertainty and make informed decisions to maximize success.
Embracing Change in the Financial Services Industry
In today’s turbulent environment, leaders may be tempted to stick with the approaches that have worked for them in the past – regardless of whether they still fit the purpose – rather than rethinking and changing the way they lead. Our team’s professionals are here to provide innovative, actionable solutions to today’s most pressing issues and help financial services companies refocus, reevaluate, and create effective plans to achieve their strategic vision in the current market. Learn more here.
Specialty Services
In addition to our core assurance, tax, and advisory services, we also provide:
- Surprise custody examinations
- Performance examination reports
- Audits of financial statements pursuant to SEC Rule 17a-5
- Compliance exams
- Compensation and fee structure agreements
- SSAE 18 System and Organizational Controls (SOC) reports
- Punctual K-1 delivery to partners
- Innovative securities transaction tax planning
- Preparation of partnership economic and tax allocations
- Review of uncertain positions
- Management fee and incentive allocation structure consulting
- Cost allocation studies
- Organizational structure set up
- Regulatory advisory services
Financial Services Insights & Resources
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