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Events

Jun 13, 2017

SIFMA Internal Audit for Registered Investment Advisors

David H. Grumer, partner and co-leader of the firm's Financial Services practice is this year's chair of the Securites Industry and Financial Markets Association (SIFMA) Internal Audit for Registered Investment Advisors seminar. This half day seminar, featuring leading securities industry leaders, is taking place at the SIFMA Conference Center in New York, and will cover the following topics:
 
  • Data Analytical Tools
  • Third-party Risk Management
  • Global Regulatory Footprint
  • Continuous Risk Monitoring

WHEN: 
Tuesday June 13, 2017
12:30 PM - 6:00 PM

WHERE:
SIFMA Conference Center, NYC

To learn more, please CLICK HERE

Featuring

David Grumer