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Financial Services Industry Alerts

Jan 18, 2017

Exam Priorities January 2017 more

Nov 16, 2016

SEC Responds to SIFMA's Request for a Regulatory Relief more

Sep 18, 2015

CFTC Declares That Bitcoin is a Commodity more

May 04, 2015

Broker-Dealers and Baby Boomers: New Report Focuses on Senior Investors more

Jan 29, 2014

Shareholder Tax Implications for the NYX-ICE Merger more